Redox Chemistry of LiCoO$_2$, LiNiO$_2$, and LiNi$_{1/3}$Mn$_{1/3}$Co$_{1/3}$O$_2$ Cathodes: Deduced via XPS, DFT+DMFT, and Charge Transfer Multiplet Simulations

Ruiwen Xie, Maximilian Mellin, Wolfram Jaegermann, Jan P. Hofmann, Frank M. F. de Groot, Hongbin Zhang

公開日: 2025/10/3

Abstract

Understanding the evolution of the physicochemical bulk properties during the Li deintercalation (charging) process is critical for optimizing battery cathode materials. In this study, we combine X-ray photoelectron spectroscopy (XPS), density functional theory plus dynamical mean-field theory (DFT+DMFT) calculations, and charge transfer multiplet (CTM) model simulations to investigate how hybridization between transition metal (TM) 3d and oxygen 2p orbitals evolves with Li deintercalation. Based on the presented approach combining theoretical calculations and experimental studies of pristine and deintercalated cathodes, two important problems of ion batteries can be addressed: i) the detailed electronic structure and involved changes with deintercalation providing information of the charge compensation mechanism, and ii) the precise experimental analysis of XPS data which are dominated by charge transfer coupled to final-state effects affecting the satellite structure. As main result for the investigated Li TM oxides, it can be concluded that the electron transfer coupled to the Li$^{+}$-ion migration does not follow a rigid band model but is modified due to changes in TM 3d and O 2p states hybridization. Furthermore, this integrated approach identifies the 2p XPS satellite peak intensity of TM as an effective indicator of the redox chemistry. With that the redox chemistry of cathodes can be deduced, thus offering a foundation for designing more efficient battery materials.